Regulatory and Compliance - Assistant Vice President

iCapital Network · New York, New York, United States
GreenhouseRegulatory and ComplianceFull-time~$110k–$140k
5+ YOE Ensure communications comply with applicable regulatory guidelines in accordance with SEC and FINRA rules.; Conduct compliance monitoring programs relating to marketing materials, including updates to disclosure…
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This posting is pulled directly from iCapital Network's own Greenhouse page and applying happens on their site, not here. Posted 2026-08-19; Skip The Boards re-checks every company's board regularly and removes listings that disappear from the source.

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